Group Licences & Regulations

Financial Sector Conduct Authority (FSCA)

FINVASIA CAPITAL (PTY) LTD (Fxview South Africa) is regulated by the Financial Sector Conduct Authority South Africa as a financial services provider ( FSP) in terms of Section 8 of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002).

Licence number: 50410

The Financial Sector Conduct Authority (FSCA) was established by the Financial Sector Regulation Act 9 of 2017 (the FSR Act) to become a dedicated market conduct authority replacing the Financial Services Board (FSB), on 1 April 2018. The FSCA’s mandate is to: enhance the efficiency and integrity of financial markets; promote fair customer treatment by financial institutions; provide financial education and promote financial literacy; and assist in maintaining financial stability. The FSR Act extends the jurisdiction of the FSCA to include oversight of financial products and services not overseen by the FSB banking; services related to credit; and the buying and selling of foreign exchange. It also dictates a shift in approach from the FSB’s traditional compliance driven model to one that is proactive, pre-emptive, risk-based and outcomes focused. Crucially, the FSR Act includes financial inclusion and transformation of the financial sector in its overall objectives.

Financial Services Commission Mauritius (FSC)

Fxview Mauritius (Finvasia Capital Ltd) is regulated by the Financial Services Commission Mauritius under an Investment Banking License for activities pursuant to Section 79A of the Financial Services Act 2007 and the Financial Services (Consolidated Licensing and Fess) Rules 2008.

Licence number: IK21000018

The Financial Services Commission, Mauritius (the ‘FSC’) is the integrated regulator for the non-bank financial services sector and global business. Established in 2001, the FSC is mandated under the Financial Services Act 2007 and has as enabling legislations the Securities Act 2005, the Insurance Act 2005 , the Private Pension Schemes Act 2012 and the Virtual Asset and Initial Token Offering Services Act 2021 to license, regulate, monitor and supervise the conduct of business activities in these sectors.

Securities and Exchange Board of India (SEBI)

Finvasia Securities Private Limited is regulated by the Securities and Exchange Board of India

SEBI Registration number: INZ000176037 (Cash, F&O, CDS, Commodity)

Association of Mutual Funds in India Registration Number (AMFI ARN): 103331

Central Depository Services Limited Depository Participant ID (CDSL DP ID): 12084300

SEBI Registration number: IN-DP-317-2017 (Depository Participant)

National Stock Exchange of India (NSE) Clearing Member: M51912

NSE Member Code: 14846

BSE (formerly Bombay Stock Exchange) Member Code: 4043

Multi Commodity Exchange of India (MCX) Member ID: 55135

National Commodity and Derivatives Exchange (NCDEX) Member ID: 01259

Finvasia is a fast growing fintech company, offering financial services ranging from zero cost brokerage to zero cost clearing, zero cost account opening, and zero cost AMC, to name a few.

Finvasia is run by ex Wall street professionals with deep financial expertise, who envisioned to make financial tools accessible and affordable to investors, and then brought their vision to life.

Cyprus Securities and Exchange Commission (CySEC)

Fxview Europe (Charlgate Limited) is regulated by the Cyprus Securities and Exchange Commission, as a Cyprus Investment Firm.

Licence number: 367/18

CySEC is the financial regulator of the Republic of Cyprus, established in accordance with section 5 of the Securities and Exchange Commission (Establishment and Responsibilities) Law of 2001. The purpose of CySEC is to facilitate the sound development of the securities market and safeguard investor protection, through the exercise of efficient supervision.